Trading & Depository Participant:

Policy & Procedure

• Policy for Inactive / Dormant Accounts
• Policy & Procedure(as per SEBI Circular no. MIRS/SE/Cir 19/2009 dated December 3. 2009)(w.e.f. Aug 01, 2011)

Documents:

• KYC Form Individual
• KYC Form Non-Individual
• Agreement between Depository Participant & Beneficial Owner
• Terms & Conditions
• Power of Attorney for the purpose of settlement of Payin/Margin obligation
• Rights & Obligations
• Risk Disclosure Document
• Authorisations
• Terms & condition to receive Alert from CDSL
• Mutual Fund Service System facility(NSE)/BSE Star MF
• Account Modification Form
• E-Statement

Portfolio Management Services

• Risk Disclosure Document